-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D+qjUroymExxYDBgJFIFshDM+6sBoyIhEUf/1pRl40OVKyhnkuCjNO06ipV7xPTw MDzcGMjByZaJ4IdxC7vP0Q== 0001039470-01-000002.txt : 20010123 0001039470-01-000002.hdr.sgml : 20010123 ACCESSION NUMBER: 0001039470-01-000002 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010122 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAC-GRAY CORP CENTRAL INDEX KEY: 0001038280 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PERSONAL SERVICES [7200] IRS NUMBER: 043361982 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53449 FILM NUMBER: 1512410 BUSINESS ADDRESS: STREET 1: 22 WATER ST CITY: CAMBRIDGE STATE: MA ZIP: 02141 BUSINESS PHONE: 6174924040 MAIL ADDRESS: STREET 1: 22 WATER STREET CITY: CAMBRIDGE STATE: MA ZIP: 02141 FORMER COMPANY: FORMER CONFORMED NAME: MAC GRAY INC DATE OF NAME CHANGE: 19970424 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KAPLAN MYRON M CENTRAL INDEX KEY: 0001039470 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: PO BOX 385 CITY: LEONIA STATE: NJ ZIP: 07605 BUSINESS PHONE: 2015674161 MAIL ADDRESS: STREET 1: PO BOX 385 CITY: LEONIA STATE: NJ ZIP: 07605 SC 13D 1 0001.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* MAC-GRAY CORPORATION (Name of Issuer) Common Stock, $.01 par value (Title of Class of Securities) 554153-10-6 (CUSIP Number) Alan M. Stark 80 Main Street West Orange, New Jersey 07052 (973)325-8660 (Name Address, and Telephone Number of Person Authorized to Receive Notices and Communications) January 22, 2001 (Date of Event which Requires Filing of this Statement) If this filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Sections 240.13d-1(e), 240.13d-1(f), or 240.13d-1(g), check the following box [X]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Rule 13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D CUSIP No. 554153-10-6 _______________________________________________________________ 1) Names of Reporting Person S.S. or I.R.S. Identification Nos. of Above Persons (Entities Only) MYRON M. KAPLAN ______________________________________________________________ 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) [ ] (b) [ ] _______________________________________________________________ 3) SEC Use Only _______________________________________________________________ 4) Source of Funds PF ________________________________________________________________ 5) Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e). . . . . . . . . . . . NOT APPLICABLE ________________________________________________________________ 6) Citizenship or place of Organization UNITED STATES ________________________________________________________________ (7) Sole voting Power Number of 1,887,900 Shares Bene- ficially (8) Shared Voting Power owned by -0- Each Report- ing Person (9) Sole Dispositive Power With 1,887,900 (10) Shared Dispositive Power -0- ____________________________________________________________ 11) Aggregate Amount Beneficially Owned by Each Reporting Person 1,887,900 ________________________________________________________________ 12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares N/A ________________________________________________________________ 13) Percent of Class Represented by Amount in Box (11) 14.9% ________________________________________________________________ 14) Type of Reporting Person I N Item 1. Security and Issuer. This statement relates to the Common Stock (the "Common Stock" or the "Shares"), of MAC-GRAY CORPORATION, a Delaware corporation ("Company"), which has its principal executive offices at 22 Water Street, Cambridge, Massachusetts 02141. Item 2. Identity and Background. This statement is being filed by Myron M. Kaplan, ("Kaplan"). Kaplan is a private investor. Kaplan's business address is at P.O. Box 385, Leonia, NJ 07605. Kaplan has not, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors), nor has he, during the last five years, been a party to a civil proceeding of a judicial or administrative body of a competent jurisdiction as a result of which he was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws. Item 3. Source and Amount of Funds or Other Consideration. Kaplan beneficially owns 1,887,900 Shares, and the total cost is $12,670,941. The source of funds for the purchase of all such Shares was personal funds. Item 4. Purpose of Transaction. Kaplan has purchased and holds the Shares reported by him for investment purposes, and only in the ordinary course of business. Kaplan pursues an investment philosophy of identifying undervalued situations. In pursuing this investment philosophy, Kaplan analyzes the operations, capital structure and markets of companies in which he invests, including the Company, on a continuous basis through analysis of documentation and discussions with knowledgeable industry and market observers and with representatives of such companies. Kaplan does not believe he possesses material inside information concerning the Company. As a result of these analytical activities, Kaplan may hold discussions with third parties and/or with the Company's management in which Kaplan may suggest or take a position with respect to potential changes in the operations, management or capital structure as a means of enhancing shareholder value. Such suggestions or positions may relate to one or more of the transactions specified in clauses (a) through (j) of Item 4 of the Schedule 13D Form, including, without limitation, such matters as disposing of one or more businesses, selling the Company or acquiring another company or business, changing operating or marketing strategies, adopting or not adopting, certain types of anti-takeover measures and restructuring the Company's capitalization or dividend policy. Kaplan intends to adhere to the foregoing investment philosophy, and will continuously assess the Company's business, financial condition, results of operations and prospects, general economic conditions, the securities markets in general and those for the Company's securities in particular, and other developments and other investment opportunities. Depending on such assessments, Kaplan may acquire additional Shares or may determine to sell or otherwise dispose of all or some of his Shares. Other than as described above, Kaplan does not have any present plans or proposals which relate to or would result in any transaction, change or event specified in clauses (a) through (j) of Item 4 of the Schedule 13D Form. Item 5. Interest in Securities of the Issuer. Based upon the information contained in the Company's Form 10Q for the quarterly period ended September 30, 2000 filed with the Securities & Exchange Commission, there were 12,637,639 Shares of the Company's Common Stock outstanding as of November 13, 2000. Kaplan's ownership of 1,887,900 Shares represents 14.9% of the outstanding Shares. There were no transactions effected by Kaplan during the past 60 days. Item 6. Contracts, Arrangements, Understandings or Relation- ships with Respect to Securities of the Issuer. Except as described above, there are no contracts, arrangements, understandings or relationships (legal or otherwise) between Kaplan and any other person with respect to any securities of the Company, including but not limited to transfer or voting of any other securities, finder's fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, divisions of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. There is no material to be filed as Exhibits. Signature After reasonable inquiry and to the best of the undersigned's knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Dated: January 22, 2001 MYRON M. KAPLAN By /s/ ALAN M. STARK Alan M. Stark Attorney-In-Fact Power of Attorney dated January 7, 2000 on file ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----